Decision of the Disciplinary Panel
Date of Decision: Tuesday 17 September 2024
Case of: Nicholas Prinse [5040203] and Prinsegate Limited [763271]
Location: Surrey, UK
The Disciplinary Panel heard 14 charges against Nicholas Prinse.
Additionally, the Panel examined 3 charges against the firm Prinsegate Limited.
Finding:
Of the charges found against Nicholas Prinse, the Panel found the following allegations proven: 1, 2, 3, 4, 7, 8, 10, 11 & 13.
The Panel found the following allegations not proven: 5 & 6.
The Panel did not consider the following allegations: 9. 12 & 14.
Of the charges found against the Firm Prinsegate, the Panel found the following allegations proven: 15.
The Panel found the following allegations not proven: 16 & 17.
Sanction: Expelled
The Disciplinary Panel also made an order to costs.
This decision was subject to an appeal, and the outcome can be reviewed here.
Published date: 24 September 2024