Skip to content
搜索

Disciplinary Panel Hearings

31 8月 2017

Bowood Commercial - 22 August 2017

Bowood Commercial
Disciplinary Panel hearing – 22 August 2017

The Panel heard a case against the Firm Bowood Commercial for failure to preserve the security of client money entrusted to its care in the course of its business, because of the Firm’s accountancy systems and controls were not sufficiently robust to preserve the security of client’s money, contrary to Rule 8 of the Rules of Conduct for Firms 2007.

The Panel imposed a Reprimand upon the Firm.